regions bank chief compliance officer

Cheatham graduated from Auburn University with a bachelors degree in accounting. William E. Horton She currently holds Series 79, Series 63 and Series 24 licenses. William D. Ritter Community Affairs The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Corporate Banking Division Head. Privacy Policy. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Nix commits much of his time to community engagement and professional organizations. Monday through Friday. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Chief Financial Officer. Andy Hernandez is Chief Digital Officer for Regions. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Most recently, Danella served as Head of Private Wealth Management. He began his banking career with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Senior Executive Vice President Senior Executive Vice President May 27, 2022, 1:30 p.m. EDT 3 Min Read. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. 2023Gartner, Inc. and/or its affiliates. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Smith began his banking career at Deposit Guaranty as a management trainee. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Senior Executive Vice President He began his career in information systems with McDonnell-Douglas. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. Please refine your filters to display data. All Rights Reserved. He is a member of the banks Executive Leadership Team. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Horton joined Regions Management Training Program in 1973 and has served in various roles throughout the bank's branch system. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Regions Bank In 2006, he led the HR integration during the Regions/AmSouth merger. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Head of Consumer Banking Group. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. All rights reserved. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Nolan serves on the board of Regions Foundation and is chair of the finance and audit committee. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Senior Executive Vice President This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Building a detailed plan. Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. She joined Regions in 2003 to lead Consumer Credit Risk. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. M. Deron Smithy Privacy Policy. He is also a member of the United Ways Tocqueville Society. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. and He is a alumnus of the Graduate School of Banking at Louisiana State University. He also worked as a Credit Analyst, Commercial and Corporate banker and a Corporate Banking Executive for Central Alabama. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Core Product Marketing. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Discover the four best practice approaches in investigation management. 4 Models for the Chief Compliance Officer Role. About this role. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Gale holds both a bachelors degree and law degree from the University of Alabama, where he served as editor in chief of the Alabama Law Review and he is a former president of the University of Alabama Law School Foundation. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Kate R. Danella In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. He is a member of the Regions Executive Leadership Team. Executive Vice President Prior to that role he was Head of Strategic and Corporate planning. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Additionally, he served as a member of RMAs Regulatory Relations Committee. The solution? He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Regions News Online: regions.doingmoretoday.com He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Senior Executive Vice President February 9, 2021. She is a member of the companys Executive Leadership Team. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Ritter is a member of Regions Executive Leadership Team. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Prior to assuming her current role, she was named associate director of investor relations in 2010. Regions provides links to other websites merely and strictly for your convenience. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. John Turner is president and chief executive officer of Regions Financial Corporation. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. During this period, he served in line management positions in manufacturing, distribution and sales. Dana Nolan serves as the Head of Investor Relations at Regions. Sorry, No data match for your criteria. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Executive Vice President Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Executive Vice President Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Additional information about Regions and its full line of products and services can be found at www.regions.com. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. He is also a member of the Southeastern Council of Foundations. He succeeds Hope Mehlman . He also served as the Florida president. Prior to assuming his current duties in 2018, Couch previously served as East Region president where he was responsible for banking operations in Florida, Georgia, East Tennessee, North Carolina, and South Carolina.

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